Business Continuity Plan
for the unexpected
Planning
In the rare event, something happens to your Advisor, Leadership, or otherwise, Rigden Capital Strategies (RCS) has an established plan.
Our Response
Crafting a plan that we never plan to use.
Your Advisor
In the event something happens to your Advisor, RCS support and leadership will contact you and discuss your options; work with another RCS Advisor or delink your accounts from RCS, which means you maintain your current account at your current broker dealer (aka custodian).
Support Staff & Systems
In the event your Lead Advisor loses access to their support staff, or key system, we will utilize redundant systems we've created to ensure we can continue serving you. We've established a backup for our backups.
Leadership
In the event, something happens to key positions of Leadership, we've provided a business continuity plan, along with key steps each Advisor will take to inform clients and provide clients their options.
Compliance Officer
RCS has established a 3rd party compliance support team, that can assist in the event of a major event, providing council as to appropriate next steps to ensure RCS remains compliant and clients' best interest are preserved.
