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Privacy Policy

A legal disclaimer

Rigden Enterprise LLC (“Rigden Enterprise” and DBA “Rigden Capital Strategies”) adopted this policy with the recognition that protecting the privacy and security of the nonpublic personal information we obtain about our clients is an important responsibility.  We also know that you expect us to service you in an accurate and efficient manner.  To do so, we must collect and maintain certain nonpublic personal information about you.  We want you to know what information we collect and how we use and safeguard that information.

 

WHAT INFORMATION WE COLLECT

We collect certain nonpublic personal information about you (such as your name, address, social security number, etc.) that you provide on applications or other forms as well as communications (electronic, telephone, written or in person) with you or your authorized representatives (such as your attorney, accountant, etc.).  We also collect information about your brokerage accounts and transactions (such as purchases, sales, account balances, inquiries, etc.).

 

WHAT INFORMATION WE DISCLOSE

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Rigden Enterprise does not disclose the nonpublic personal information we collect about our clients to anyone except: (1) in furtherance of our business relationship with clients, and then only to those persons necessary to effect the transactions and provide the services that clients authorize,(2) to persons assessing our compliance with industry standards (e.g., professional licensing authorities, compliance consultants, etc.); (3) our attorneys, accountants, and auditors; or (4) as otherwise provided by law.

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We are permitted by law to disclose nonpublic personal information about you to governmental agencies and other third parties in certain circumstances (such as third parties that perform administrative services on our behalf).  These third parties are prohibited to use or share the information for any other purpose.  If you decide to terminate our services or become an inactive client, we will continue to adhere to our Privacy Policy, which may be amended occasionally.

We are required to report any suspected exploitation of vulnerable adult clients to the proper authorities under federal and state statutes.

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Parties that may receive non-public information currently include: 

  1. All law enforcement and regulatory authorities which have jurisdiction over Rigden Capital Strategies. Rigden Capital Strategies is not governed by any foreign law enforcement and regulatory authorities.

  2. Our CRM: Advyzon

  3. Our Cloud-Based Storage service: Google Drive

  4. Our Tax Preparation Software: ProConnect by Inuit

  5. Our efiling Services: ProConnect by Intuit

  6. Our eSignature Software: DocuSign

  7. Our data gathering provider: Jotform & Airtable


 

SECURITY OF YOUR INFORMATION

We restrict access to your nonpublic personal information to employees who need to know it to service your account. We maintain physical, electronic, and procedural safeguards that comply with applicable federal or state standards to protect it.

 

CHANGES TO OUR PRIVACY POLICY OR RELATIONSHIP WITH YOU

Our policy about obtaining and disclosing information may change from time to time.  We will notify you of any material change to this policy before we implement the change.

 

OPTING OUT

Clients cannot opt out of allowing Rigden Enterprise LLC to share their nonpublic personal information with non-affiliated third parties, which are necessary to service their accounts.

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